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Landau-Lifshitz damping from Lindbladian dissipation in quantum magnets

by Götz Silvester Uhrig

Submission summary

Authors (as registered SciPost users): Götz Uhrig
Submission information
Preprint Link: https://arxiv.org/abs/2406.10613v3  (pdf)
Date submitted: April 8, 2025, 10:37 a.m.
Submitted by: Uhrig, Götz
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Theory
  • Mathematical Physics
  • Quantum Physics
Approach: Theoretical

Abstract

As of now, the phenomenological classical Landau-Lifshitz (LL) damping of magnetic order is not conceptually linked to the quantum theory of dissipation of the Lindbladian formalism which is unsatisfactory for the booming research on magnetic dynamics. Here, it is shown that LL dynamics can be systematically derived from Lindbladian dynamics in a local mean-field theory for weak external fields. The derivation also extends the LL dynamics beyond the orientation $\vec{m}/|\vec{m}|$ to the length $|\vec{m}|$ of the magnetization. A key assumption is that the Lindbladian dissipation adapts to the non-equilibrium $H(t)$ instantaneously to lower its expectation value.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block

Author comments upon resubmission

All suggested changes have been considered and many arguments have been added or modified
to avoid inaccuracies. For details please see the comprehensive replies to the two reports.

This has improved the manuscript and strengthend the advocated link between two
well-established formalisms which even allowed to extend the Landau-Lifshitz equation.
For these reasons, I am resubmitting the manuscript herewith.

List of changes

1)
Paragraph added on the direction of relaxation and
how the bath can know about the direction of the (effective)
magnetic field.

2)
Reformulation of the motivation to look for a link
between the Landau-Lifshitz and the Lindblad formalism

3)
Justifications added for the equations where appropriate;
Hamiltonians specified and the discussion of the coupling J
postponed to where it has been introduced.
Stating that the approximation on the direction of the magnetization
to be almost parallel to the total field is justified only a posteriori.

4)
Pointing out that the structure of the Lindblad equation
does not depend on the weak-coupling limit.

5)
Instability of the extended equation is now related to the one of
the LL equations.

6)
Discussion of the value of C: no sign change occurs.

7)
Clarification that a local mean-field theory does not
per se imply quantum effects. But the possibility that the
length of the order parameter changes does represent
a quantum effect.

8)
Sect. 5 with Fig. 2 is added to discuss generic solution
for the length changes of the order parameter due to relaxation.

9)
All smaller typos and spotted formulation errors are removed.

Current status:
In voting

Reports on this Submission

Report #3 by Anonymous (Referee 2) on 2025-5-7 (Invited Report)

Strengths

  1. Explores now also the key result, the length dynamics

Weaknesses

1 - Validity of the way the Lindblad equation is used remains unclear 2- Applicability / generality of Lindblad approach misrepresented

Report

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I acknowledge that the author made several necessary corrections and improvements and also added useful and valid material in Section 6. One concern of mine was apparently misunderstood and remains only partially unanswered, another one remains unclear (see below). More importantly, the new version has new issues (see below). Overall, I can only partially agree with referee 1: The paper does concern an interesting discussion, i.e., deriving mathematically the LL equations from Lindblad is of value. But I concur with referee 2 that, in particular for physics, it should not leave key points unclear or implicit: If the mathematical manipulations cannot be identified with clear physical assumptions or ideas, then this of insufficient value for SciPost Physics. In this regard, the revised paper also sends an ambivalent message, e.g.,

“...link Lindbladian dynamics and LL(G) dynamics under <certain mild> conditions.” “... we find that the Landau-Lifshitz equation can be deduced from the Lindbladian under < mild and plausible> assumption. versus “Of course, the instantaneity <appears as a strong assumption> and future research should investigate which effects a relaxation of this assumption has.”

In my view, this remains a weak point of this work and I cannot recommend publication.

========================================== In response to my question :

"6. It is mentioned that the LL equation breaks down for λ>1. However, it is not clear or investigated whether the extended LL equation (7) is immune to any breakdown, even for λ<1, with the new term present for some initial magnitude of the |m|."

My concern was whether it was investigated whether the new equation shows a breakdown perhaps even in regimes where LL is <well> behaved. The modification of the paper regarding this is incorrect or confusing:

"… the instability of the LL equation for λ ≤ 1 also applies "

The breakdown of LL occurs for λ > 1 as the paper states?

My real concern was the following:

"Related: Is it possible that C=2S/|m|-1 changes sign during the dynamics, i.e., is it guaranteed that |m| < 2S with this term present?"

The author replied: "But from the inequality |m| ≤ S which is ensured for the quantum mechanical expectation value〈S 〉, it is evident that C ≥ 1."

My concern is that Eq. (9) [new version] is based on approximations which may have <broken this connection >between |m| and an expectation value of a spin vector. What the author says is what <should> be the case if all went well with the approximations. Breaking such ties is not uncommon: Apparently innocent approximations to quantum dynamics often result in non-positive dynamics of the density operator. Then probabilities become negative, even though these <should> be non-negative (expectations of positive projection operators) if no approximations were made. They approximated quantities have lost the tie to valid quantities of interest.

The author's statement that no such sign change occurred in the examples considered is of course valid and reassuring. However, the backward argument given above diverts from the relevant question about the validity of the “novel term” in the equation.

The new version has a number of new issues :

"In the weak-coupling derivation of the Lindblad formalism, one assumes that the rates γl are small relative to the time scales of H. But it is shown that the Lindblad structure (3) does not depend on the γl being small [31]."

"If one assumes that the Lindbladian is derived for weak-coupling limit [31], i.e., the coupling between the system and the bath is weak it is natural to assume that λ = γ/J is small. But, as indicated initially on the Lindblad formalism, this is not mandatory as far as the Lindblad formalism is concerned."

The paper here misrepresents “Lindblad formalism” as being more general than it is. If the decay rates are allowed to be larger, then they may no longer be time-independent or even positive! One is outside the Lindblad domain. The reference is to Breuer’s book where time-convolutionless (TCL) quantum master equations are discussed which are an entirely different thing which cannot be presented as “Lindbladian”:

  • The superoperator structure of Eq. (3) is entirely due to the conservation of the hermicity of the density operator.This is confused with "Lindblad structure" in the paper. This holds for any dynamics, even with time dependent TCL generators, and is trivial to maintain. What is nontrivial are the contraints on the magnitudes and signs of the coefficients appearing there :

  • However, specific to Lindblad dynamics are the positive rates $\gamma_l$. This is <not> general and derives from the Born-Markov-RWA assumptions that the paper mentions. This can break down even in simple models such as shown in Breuer’s book [31]. Models are even known for which one or several decay rates are negative for all times (“eternal non-Markovianity”).

Another statement that was added, also incorrectly suggests such generality: “... one can equally well resort o Eq. (5) which is based on a local mean-field approach, but does not require a particular energy hierarchy between internal and external magnetic energies, except that the bath is assumed to be internally fast.”

Here "except" does not state that the coupling is must be weak.

It is still not clear to me how the mean-field replacement affects the coupling to the reservoirs, i.e., whether it does not require some change of the Linbladian. The weak coupling transition rates (such as in the in Fermi’s Golden rule) depend on the transition energies of the many-body system (containing J!). A mean-field replacement <must> do something nontrivial with these, but this is not really addressed except for the statement:

“Eventually, one obtains Lindblad equations for each site..”

The paper seems to overstep this issue by always referring to one and the same Lindbladian, Eq. (3).

This following confusing: LL is correct but LLG is better suited? This is argued by whom?

“In accordance with the analytical derivation of the weak-field limit we find that the LL equation represents the correct limit of weak external fields best. It its argued that the LLG equation (1c) is better suited since it does not bear the risk of unphysical behavior.” ========================================== Appendix C: Caption Fig. 3 mentions lambda = 0.2, text mentions lambda=0.5.

I'm confused why Appendix C does not simply plot the LL and LLG predictions on in the same Fig. 3? That’s the comparison of interest. Instead LL and Lindblad are compared with a round about discussion why this is not LLG.

Requested changes

1- Correct statements about "beyond Lindblad" 2-Careful study of reduction of many-body Lindblad equation to self-consistent Lindblad equation

Recommendation

Reject

  • validity: ok
  • significance: low
  • originality: ok
  • clarity: ok
  • formatting: good
  • grammar: good

Report #2 by Anonymous (Referee 3) on 2025-5-6 (Contributed Report)

Report

The paper by G. Uhrig presents a novel conceptual idea to derive the Landau-Lifshitz (LL) equation, which includes spin friction (Gilbert spin damping), from a Lindblad approach. The LL (or LLG) equation is an important workhorse for atomistic spin dynamics calculations and is usually considered as an equation of motion for a classical spin of unit length with an additional phenomenological friction term. The spin friction is due to the fact that the classical spin interacts with a macroscopically large quantum system of electrons and can be derived perturbatively, e.g. in the exchange coupling with the bath. Several other theoretical approaches lead in principle to the same result. Common to these approaches is the assumption of a classical spin of fixed (unit) length, i.e. that the local magnetic moment is of time-independent length, and that its dynamics is that of a classical angular momentum affected only by torques. The main result of the present work is that the LL equation can be re-derived starting from the case of *quantum* spins (e.g. S=1/2) with some plausible assumptions. In addition, there is a new extra term describing the longitudinal relaxation of the length of the expectation value of the quantum spin.

I think the strength of this paper is to insist on the quantum nature of spin as a starting point. Since one is aiming at an effective spin-only dynamical equation of motion, an open-quantum-system approach is the appropriate theoretical framework, and here the Lindblad master equation is the starting point that suggests itself. Thus, the motivation of the paper is quite clear. The discussion of the various steps and the mathematical derivations in the present paper are also very clear.

The crucial question is, of course, the validity of the assumptions made in the derivation and the physical relevance of the parameter regimes considered. Most of the assumptions, weak external magnetic field, slow spin dynamics compared to fast bath dynamics, rotating wave approximation, are plausible or refer to physically relevant parameter regimes. Somewhat less clear is the physical background for the choice of the dissipator in the context of the Lindblad approach, although this is self-evident.

Most importantly, the conceptual origin of the damping term (or the twofold cross product) is due to the addition of an internal Weiss field to the external magnetic field as given by Eq. 8. This is in the spirit of local mean-field theory. With this step, the derivation of the LLG equation is tied to a many-spin problem in a state of collective magnetic order, and to the assumption that its real-time dynamics (at low excitation energy) is adequately captured by the local self-consistent mean-field approximation. This is a strong approximation, especially for low-dimensional systems, and it limits the scope of LLG equation to many-spin setups. Both have to be considered as the weaknesses of the presented approach.

On the other hand, it must be recognized that a fully satisfactory solution of the dynamics of a single quantum spin or even of a large number of quantum spins coupled to an external bath is a highly complex problem, for which one cannot expect a solution as simple as the LLG equation. In fact, I am not aware of any other quantum spin approach that discusses in a fully satisfactory way the necessary steps towards an LL-type equation for effective spin-only dynamics.

With this in mind, I find the proposed approach a very interesting and useful. In particular, it offers the possibility of further improving the mean-field approach by including (short-range) spatial correlations, etc.

I am convinced that the paper initiates an important discussion for further methodological or even conceptual progress in fundamental spin dynamics theory. This discussion is needed. The previous reports already show this. Therefore, I recommend the publication in SciPost.

Requested changes

Some optional points that could be considered in addition:

Generically, the quantum spin couples via an exchange interaction to the local spin moment in the electron system. I do not see why spin friction mediated by phonons is discussed exclusively instead of conduction-electron spin and charge degrees of freedom.

Eq.8 is the self-consistency equation of a local mean-field theory. This immediately raises the question of how the resulting LL equation would look like, if nonlocal correlations were also included, e.g., as a first step, short-range correlations as captured by a cluster-mean-field-type approach. Is there a plausible expectation of how the spin dynamics would change with increasing cluster size?

It could be emphasized that the presented approach is fundamentally different from the usual ways to derive the damping term, as also pointed out by Referee 1. Those approaches lead directly to Eq. (1c) with the additional term interpreted as friction and are valid even for a single magnetic moment &lt;s&gt;, as long as it remains stable (no Kondo effect etc.). However, the resulting Ehrenfest-type dynamics is also a mean-field dynamics, so there are similarities that could be explored further.

Recommendation

Publish (meets expectations and criteria for this Journal)

  • validity: high
  • significance: good
  • originality: high
  • clarity: good
  • formatting: good
  • grammar: good

Report #1 by Rembert Duine (Referee 1) on 2025-4-22 (Invited Report)

Strengths

Strengths: 1. mathematically technically clear 2. Mathematically valid 3. Reproducible

Weaknesses

  1. Key approximation not physically motivated sufficiently and convincingly
  2. Overall motivation not sufficiently clear, especially not from physics point of view

Report

In my previous report, I requested the following two changes: 1.Improve the discussion of why/how the Lindblad operator adapts to the field, indicate the regime of validity of this approximation, and discuss for which baths this approximation holds

  1. Improve the motivation for this work. Argue convincingly why it is needed that the Landau-Lifshitz equation should follow from the Lindblad Master equations, and/or in which situations it should follow. Regarding point 1: the author argues that the Lindblad operator adapts to the field because then the entropy of the system increases. However, to me this sounds like using a macroscopic law (2nd law of thermodynamics) to argue for a microscopic description (the Lindblad operator) that then is tweaked to the macroscopic requirements but is not necessarily rooted in reality. I would think that the macroscopic dynamics should follow from the microscopic description without the need for such finetuning. In physical magnets, there are well-known baths (phonons for insulators, electrons for metals), with well-known microscopic descriptions which do not a priori “know” of the second law of thermodynamics, and - for this case also relevant - do not involve the magnetic field. The resulting dynamics, when coupling the magnetic order parameter to the baths, is such that energy flows to the bath in certain limits and approximations, and that entropy increases. Typically this is because the bath has a large amount of degrees of freedom when compared to the system of interest, the precessing magnet. In conclusion, regarding point 1 I do not find the argument of why the Lindblad operator adapts to the field convincing. Regarding point 2: The author maintains in the manuscript that “If the damping of a magnetic systems can be described by the LL(G) equations, which is governed by a single relaxation rate, the latter should be derivable from Lindbladian dynamics. So far, however, Lindblad dynamics and LL(G) dynamics are not linked by a mathematically rigorous derivation, except that for special systems where their outcomes are the same [15] for small deviations from equilibrium. This situation is unsatisfactory: spins are quantum objects so that the Lindblad approach is applicable. “ Moreover, the author adds in the response that “As for the motivation, it is in essence scientific curiosity which motivated me to search for a link between two seemingly very different formalisms. I do not think that this curiosity is a flaw.” I do not have a problem with curiosity per se, but I do think that the results can be misleading. I reiterate my statement that the LLG is intended to describe the collective classical transverse dynamics of the magnetic order parameter. Modelling it as arising from single quantum spins by 1) ad hoc – see point 1 - choosing a Lindblad operator and 2) coupling the spins in a mean-field approximation is very likely to be far from the physical reality for reasons I mention above and in my previous report. However, not all readers may be aware of this and may take these results to built upon. One can see also in the overinterpretation of results from atomistic spin simulations. In such simulations, each individual spin is modelled classically by an LLG equation. Results from such simulations have their merit for prediction low-frequency dynamics, but should be treated with caution when the predictions involve time and length scales that involve the exchange interactions. Similarly, the authors’ equation (5) is basically an LLG which involves the exchange interactions after insertion of Eq. (8), but is not intended to work at those energy/time scales. In conclusion, from my understanding of the author’s motivation in the previous response letter, one could view the results in the article as a mathematical way to derive the LLG with Landau-Lifshitz damping from a Lindblad formalism. However, I do not think that physically the modelling is well-founded (point 1 above), or that physically a close link between the LLG and the Lindblad formalism as applied to a single spin should necessarily exist (point 2). I think that without elaborate and convincing discussions of both points I mention at the beginning of this report, the paper should not be published.

Requested changes

  1. Give elaborate discussion of range of validity of key assumption
  2. Give elaborate discussion of motivation, especially from physics point of view

Recommendation

Reject

  • validity: low
  • significance: low
  • originality: ok
  • clarity: good
  • formatting: good
  • grammar: reasonable

Author:  Götz Uhrig  on 2025-05-12  [id 5472]

(in reply to Report 1 by Rembert Duine on 2025-04-22)
Category:
reply to objection

Referee's statements are given in quotation marks.

"1. Improve the discussion of why/how the Lindblad operator adapts to the field, indicate the regime of validity of this approximation, and discuss for which baths this approximation holds."

The Referee finds the argument unconvincing that the relaxation as described by the Lindblad formalism by construction is a directed process towards thermal equilibrium. He calls this “tweaked” and “fine-tuned”.
The reproach that “fine-tuning” is needed must be refuted since no special values of the parameters need to be fixed to arrive at the result.

Moreover, the reproach of “tweaking” is puzzling by the Referee who employed the Lindblad formalism himself, see Ref. 15. Hence, he used the fact that the relaxation rates in this formalism fulfill a relation such that the quantum system approaches thermal equilibrium, see e.g., Sect. 3.3.2 in “Open Quantum Systems” by Breuer and Petruccione. This is what I used as well:
If the magnetic field were constant in time, nobody would doubt that the dissipation should be such that relaxation is towards thermal equilibrium. This is how the “bath knows about the magnetic field”. It “knows” about which jump operator increments or decrements the energy in the quantum system.
Thus, for a sufficiently slowly varying field it is natural to assume that the Lindblad operator favors alignment to that field. It is clearly pointed in the manuscript that this is an assumption.

"2. Improve the motivation for this work. Argue convincingly why it is needed that the Landau-Lifshitz equation should follow from the Lindblad Master equations, and/or in which situations it should follow."

"I do not have a problem with curiosity per se, but I do think that the results can be misleading. I reiterate my statement that the LLG is intended to describe the collective classical transverse dynamics of the magnetic order parameter. Modelling it as arising from single quantum spins by 1) ad hoc – see point 1 - choosing a Lindblad operator and 2) coupling the spins in a mean-field approximation is very likely to be far from the physical reality for reasons I mention above and in my previous report."

I re-emphasize that the single spin represents a generic spin in the many-spin ensembles. It allows one to compute the magnetic order parameter in the local mean-field approximation. This is very good approximation for ferromagnets in high dimensions and at low energies. Thus, the statement that this is far from physical reality is *not* justified.

"However, not all readers may be aware of this and may take these results to built upon. One can see also in the overinterpretation of results from atomistic spin simulations."

It may be that some readers misinterpret the results, but this cannot be a reason for rejection of the manuscript in which the ingredients, i.e., the necessary assumptions are clearly spelt out.

"In such simulations, each individual spin is modelled classically by an LLG equation. Results from such simulations have their merit for prediction low-frequency dynamics, but should be treated with caution when the predictions involve time and length scales that involve the exchange interactions. Similarly, the authors’ equation (5) is basically an LLG which involves the exchange interactions after insertion of Eq. (8), but is not intended to work at those energy/time scales."

Equation (5) is still far away from an LLG equation although it contains a double cross product. But is still linear in the magnetization in striking contrast to the LL or LLG equation. It is not used on the scale of the exchange coupling after inserting the mean-field self-consistency. I must emphasize that this high-energy scale has dropped out in Eq. (9), i.e., in the weak-field limit. Thus, we actually agree on the physics which is given by the low-energy dynamics of the order parameter. Hence, I cannot find Referee’s conclusion of rejection justified since the equations of the manuscript reproduce his view on the dynamics.

"In conclusion, from my understanding of the author’s motivation in the previous response letter, one could view the results in the article as a mathematical way to derive the LLG with Landau-Lifshitz damping from a Lindblad formalism. However, I do not think that physically the modelling is well-founded (point 1 above), or that physically a close link between the LLG and the Lindblad formalism as applied to a single spin should necessarily exist (point 2)."

This conclusion must be refuted in the strongest possible terms: point 1 is not justified because the use of the time-dependent Lindblad formalism is in-line with the standard directedness of any Lindblad approach. Point 2, see above, does not apply because it again refers a single spin ignoring the gist of the local mean-field theory.

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