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U(1) Gauging, Continuous TQFTs, and Higher Symmetry Structures

by Adrien Arbalestrier, Riccardo Argurio, Luigi Tizzano

Submission summary

Authors (as registered SciPost users): Riccardo Argurio
Submission information
Preprint Link: https://arxiv.org/abs/2502.12997v2  (pdf)
Date submitted: March 26, 2025, 5:04 p.m.
Submitted by: Argurio, Riccardo
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • High-Energy Physics - Theory
  • Mathematical Physics
Approach: Theoretical

Abstract

Quantum field theories can exhibit various generalized symmetry structures, among which higher-group symmetries and non-invertible symmetry defects are particularly prominent. In this work, we explore a new general scenario in which these two structures are intertwined. This phenomenon arises in four dimensions when gauging one of multiple $U(1)$ 0-form symmetries in the presence of mixed 't Hooft anomalies. We illustrate this with two distinct models that flow to an IR gapless phase and a gapped phase, respectively, and examine how this symmetry structure manifests in each case. Additionally, we investigate a five-dimensional model where a similar structure exists intrinsically. Our main tool is a symmetry TQFT in one higher dimension, formulated using non-compact gauge fields and having infinitely many topological operators. We carefully determine its boundary conditions and provide a detailed discussion on various dressing choices for its bulk topological operators.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block
Current status:
Awaiting resubmission

Reports on this Submission

Report #2 by Anonymous (Referee 2) on 2025-5-18 (Invited Report)

Report

This paper studies the categorical symmetry structures that arise on a theory with global symmetry $U(1)_a\times U(1)_b$ upon gauging one of the factors. In general the two factors can have mixed anomalies, which can give rise to 2-groups, non-invertible symmetries, or (generically) a combination of both.

The authors clarify what happens in this last case, using the SymTFT description of the symmetries, a bulk (that is, one higher dimensional) theory that encodes the symmetry information.

The analysis in this paper is very interesting, and the paper is very well written. This is also a very timely topic. I will be happy to recommend the paper for publication once the following two minor points are addressed:

  • One of the guiding principles the authors use for much of the analysis, when it comes to constructing the theory on the gapped boundary, is that of gauge invariance. I think it would benefit the paper if the authors elaborated on why they impose this requirement, and when exactly does this need to hold. As far as I can tell it makes sense to consider boundary actions which are not gauge invariant, see for example (A.15) in https://arxiv.org/abs/hep-th/0108152 . And in some parts of the analysis, for example in the paragraph below (3.4) in the paper (pg.24), the authors instead seem to impose gauge invariance by restricting the set of gauge transformations they consider. But this is something that one can always do for any action one can think of, gauge invariant or not. So I think it would help the reader if the rules of the game were explicitly laid out from the beginning. (To be clear: I have no issue with the actions the authors actually write, but the motivation for invoking gauge invariance when deriving them is not transparent to me.)

  • At the bottom of pg. 33 it is stated that for $Y^{(6)}$ spin we can take $k\in\mathbb{Z}$. I don't think this is true, for this to hold one needs to add a term

    $$2\pi \frac{k}{24(2\pi)^3}\int_{Y^{(6)}} F^{(2)}\wedge p_1(TY^{6})$$
    to (4.2) (or its associated Chern-Simons form to (4.1)), so that the combined integrand is the index density for a Weyl fermion charged under $U(1)$ in six dimensions. (For a concrete counterexample to the claim in the paper, take $Y^{(6)}$ and $Z^{(6)}$, with $\partial Y^{(6)}=\partial Z^{(6)} = M^{(5)}$, such that $Y^{(6)}-Z^{(6)}=\mathbb{C}\mathbb{P}^3$, and take $F^{(2)}$ the hyperplane class $\ell\in H^2(\mathbb{C}\mathbb{P}^3;\mathbb{R})$, so that $\int_{Y^{(6)}-Z^{(6)}}(F^{(2)})^3=1$.)

Recommendation

Ask for minor revision

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Report #1 by Anonymous (Referee 1) on 2025-5-1 (Invited Report)

Report

The paper investigates the symmetry structures arising in quantum field theories (QFTs) with $U(1)^{(0)}_{\mathsf{A}} \times U(1)^{(0)}_{\mathsf{C}}$ global symmetries characterized by specific 't Hooft anomalies ($k_{\mathsf{A}^3}, k_{\mathsf{A}^2\mathsf{C}}, k_{\mathsf{A}\mathsf{C}^2}, k_{\mathsf{C}^3}$). It focuses specifically on the consequences of gauging the $U(1)^{(0)}_{\mathsf{C}}$ symmetry (assuming $k_{\mathsf{C}^3}=0$), particularly in scenarios where this leads to the simultaneous emergence of higher-group symmetries (mixing 0-form and 1-form symmetries) and non-invertible symmetries. The authors term this combination the generalized Abelian symmetry structure and provide a unified framework for its analysis using the Symmetry Topological Field Theory (SymTFT).

The work details the 5d SymTFT action governing this generalized structure, where the $U(1)^{(0)}_{\mathsf{A}}$ symmetry becomes non-invertible (due to $k_{\mathsf{A}\mathsf{C}^2} \neq 0$) while exhibiting 2-group mixing with the emergent magnetic $U(1)^{(1)}_{\mathsf{C}}$ symmetry (due to $k_{\mathsf{A}^2\mathsf{C}} \neq 0$). It clarifies the behavior of the corresponding bulk SymTFT operators $V_\alpha$ and $T_m$: $V_\alpha$ (related to $U(1)^{(0)}_{\mathsf{A}}$) becomes non-invertible and may require non-genuine descriptions like cylinder attachments, while $T_m$ (related to $U(1)^{(1)}_{\mathsf{C}}$) can often be rendered genuine via stacking with appropriate 2d TQFTs incorporating both anomaly coefficients. Furthermore, the paper analyzes the scheme dependence of anomaly coefficients ($k_{\mathsf{A}^3}, k_{\mathsf{A}^2\mathsf{C}}$) under field redefinitions within the SymTFT, demonstrating how non-invertibility ($k_{\mathsf{A}\mathsf{C}^2} \neq 0$) influences these shifts. The SymTFT framework is also shown to naturally explain the necessity of quantum mechanics dressings for 't Hooft lines in certain phases (e.g., Goldstone-Maxwell) when $k_{\mathsf{A}\mathsf{C}^2} \neq 0$.

The paper is very well-written and clearly presented. It merits publication in SciPost once the following minor points are addressed.

Requested changes

  1. In Section 2.4, the authors point out that the presence of a non-invertible symmetry can induce a 2-group coefficient. It would be helpful if the authors could comment on whether this statement also applies to finite discrete symmetries.

  2. Minor typos: 2.1 Above Eq. (2.10): as follow: -> as follows: 2.2 Above Eq. (2.61): whose associated edge modes gauge transformation are -> whose associated edge mode gauge transformations are. 2.3 Below Eq. (C.4): These operator are -> These operators are

Recommendation

Ask for minor revision

  • validity: high
  • significance: high
  • originality: high
  • clarity: high
  • formatting: excellent
  • grammar: excellent

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