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The chiral SYK model in three-dimensional holography

by Alexander Altland, Dmitry Bagrets, Nele Callebaut, Konstantin Weisenberger

Submission summary

Authors (as registered SciPost users): Dmitry Bagrets · Konstantin Weisenberger
Submission information
Preprint Link: https://arxiv.org/abs/2502.19370v1  (pdf)
Date accepted: June 5, 2025
Date submitted: March 17, 2025, 5:07 p.m.
Submitted by: Weisenberger, Konstantin
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Theory
  • High-Energy Physics - Theory
Approach: Theoretical

Abstract

A celebrated realization of the holographic principle posits an approximate duality between the $(0+1)$-dimensional quantum mechanical SYK model and two-dimensional Jackiw-Teitelboim gravity, mediated by the Schwarzian action as an effective low energy theory common to both systems. We here propose a generalization of this correspondence to one dimension higher. Starting from different microscopic realizations of effectively chiral $(1+1)$-dimensional generalizations of the SYK model, we derive a reduction to the Alekseev-Shatashvilli (AS)-action, a minimal extension of the Schwarzian action which has been proposed as the effective boundary action of three-dimensional gravity. In the bulk, we show how the same action describes fluctuations around the Euclidean BTZ black hole configuration, the dominant stationary solution of three-dimensional gravity. These two constructions allow us to match bulk and boundary coupling constants, and to compute observables. Specifically, we apply semiclassical techniques inspired by condensed matter physics to the computation of out-of-time-order correlation functions (OTOCs), demonstrating maximal chaos in the chiral SYK chain and its gravity dual.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block
Current status:
Accepted in target Journal

Editorial decision: For Journal SciPost Physics: Publish
(status: Editorial decision fixed and (if required) accepted by authors)


Reports on this Submission

Report #2 by Anonymous (Referee 2) on 2025-5-23 (Invited Report)

Report

The paper reports progress in finding a holographic description of pure gravity in three dimensions. In Ref. [26,27] the 1+1 dimensional Alekseev-Shatashvili (AS) action has been obtained by rewriting gravity on AdS3. In the presented paper the AS action is derived as an effective theory for an underlying multi particle model with random couplings akin to the SYK model in one dimension less. In order to
achieve validity of the effective description at large time scales the authors propose a particular non-relativistic dispersion relation. The AS action appears as an effective theory for space dependent time reparametrization in the multi particle model. Its parameters can be expressed in terms of particle number, variance of the random couplings, the temperature and depend also on parameters in the dispersion relation. Another part of the paper considers 2+1 dimensional gravity. Studying fluctuations around a BTZ black hole the authors
recast the action into the AS action. Now, the AS parameters are related to Newton's constant, the AdS3 radius and the temperature of the Hawking radiation. The results are applied to compute several correlation functions
including OTOCs exhibiting a maximal Lyapunov coefficient. The paper is very interesting and reports results obtained by explicit computations. I recommend publication without further changes.

Recommendation

Publish (surpasses expectations and criteria for this Journal; among top 10%)

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Report #1 by Anonymous (Referee 1) on 2025-5-21 (Invited Report)

Report

Dear Editor,

In this work, the authors propose a 1+1d SYK-chain model that has a large N long wavelength limit to an effective description of a dynamical reparametrization governed by the Alekseev-Shatashvili (AS) geometric actions.
Their paper consists of three main sections.
Section 2 performs this limit in the $G\Sigma$ formulation of the model, in a similar way to how Kitaev argued for the Schwarzian model describing the SYK model at large N and late times.
In section 3, the authors derive or review how the AS actions arise from the 3d gravitational path integral, passing through the Chern-Simons and chiral WZW formulations as argued in the past literature.
In section 4, they compute various correlation functions of local observables in the AS model using a mapping between the AS model and the 2d Liouville CFT between ZZ-branes. They study this in the large C limit where a saddle approximation is appropriate. They consider various combinations of light and heavy operators in the large C regime, and in particular also consider the OTOC.
The paper itself is beautifully written, with many pedagogical discussions and derivations. The results themselves are intriguing and are of considerable interest to the wider community (both high-energy theory and condensed matter theory).

I have some small questions:

(1) To what extent can these derivations be trusted in the case of small C? This would be the quantum regime according to both the AS actions, and the 2+1d gravity calculations. It would be good if the authors added some comment on the precise regime of validity of the AS action to describe their chiral SYK model.
(2) In earlier work by some of the authors in the Schwarzian model, they considered the transformation $f'=e^\phi$ to explicitly derive expressions for the partition function and correlators. If one performs the same transformation here directly in the AS action (at zero temperature), this seems to lead to the U(1) chiral boson Floreanini-Jackiw action. Do the authors think this could be a useful perspective in this case as well?
(3) There is a typo in eq (96): ad-bc=1

Beyond these small comments, I strongly recommend the work for publication.

Recommendation

Publish (surpasses expectations and criteria for this Journal; among top 10%)

  • validity: -
  • significance: -
  • originality: -
  • clarity: -
  • formatting: -
  • grammar: -

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