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Kondo breakdown in multi-orbital Anderson lattices induced by destructive hybridization interference

by Fabian Eickhoff, Frithjof B. Anders

This is not the latest submitted version.

Submission summary

Authors (as registered SciPost users): Fabian Eickhoff
Submission information
Preprint Link: https://arxiv.org/abs/2401.04540v3  (pdf)
Data repository: https://zenodo.org/records/10886260
Date submitted: 2024-04-24 09:51
Submitted by: Eickhoff, Fabian
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Theory
Approach: Theoretical

Abstract

In this paper we consider a multi band extension to the periodic Anderson model. We use a single site DMFT(NRG) in order to study the impact of the conduction band mediated effective hopping of the correlated electrons between the correlated orbitals onto the heavy Fermi liquid formation. Whereas the hybridization of a single impurity model with two distinct conduction bands always adds up constructively, $T_{K}\propto \exp(-\mathrm{const}\, U/(\Gamma_1+\Gamma_2))$, we show that this does not have to be the case in lattice models, where, in remarkable contrast, also an low-energy Fermi liquid scale $T_0\propto \exp(-\mathrm{const}\, U/(\Gamma_1-\Gamma_2))$ can emerge due to quantum interference effects in multi band models, where $U$ denotes the local Coulomb matrix element of the correlated orbitals and $\Gamma_i$ the local hybridization strength of band $i$. At high symmetry points, heavy Fermi liquid formation is suppressed which is associated with a breakdown of the Kondo effect. This results in an asymptotically scale-invariant (i.e., power-law) spectrum of the correlated orbitals $\propto|\omega|^{1/3}$, indicating non-Fermi liquid properties of the quantum critical point, and a small Fermi surface including only the light quasi-particles. This orbital selective Mott phase demonstrates the possibility of metallic local criticality within the general framework of ordinary single site DMFT.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block

Author comments upon resubmission

We extend our sincere gratitude to all the referees for their thoughtful and constructive comments and recommendations. Based on their feedback, we have implemented several modifications to enhance the quality and clarity of our manuscript.

A significant alteration involves providing a more comprehensive description of the Dynamical Mean Field Theory method. We have incorporated a new subsection dedicated to delineating the distinctions between a multi-band single impurity model and a multi-band lattice model. This addition aims to elucidate the intricacies of our approach, thereby enriching the understanding of readers and reviewers alike.
In addition we also created a data repository and published the data used in our manuscript.

We trust that these revisions effectively address the concerns raised by the referees and underscore the importance and significance of our analysis.

List of changes

- added more details in 'Method' section
- added new subsection 'Multi-band SIAM vs. Multi-band PAM'
- added paragraph Data availability
- added "NRG-Lubljana interface" and citations [43] and [44] in the TRIQS context
- added text block in Sec. 4.1 starting with "Please note that ..."
- modified abstract and added definitions of $U$ and $\Gamma_i$ therein
- changed $k$ to $\vec{k}$ in Eq.(2)
- changed $\mu$ to $\nu$ in Eq.(2) and Eq.(4)
- changed $i$ to $\nu$ in Eq.(16)
- changed "quit" to "quite"
- added definition of $c_{l\sigma}$
- added $\Im$ in Eq.(9)
- changed $\gamma$ to $\gamma(\alpha)$

Current status:
Has been resubmitted

Reports on this Submission

Report 1 by Hugo Strand on 2024-5-7 (Invited Report)

Strengths

- Novel idea of tuneability from interference between multiple non-interacting itinerant bands in the periodic Anderson model.

- The numerical results are available from a separate Zenodo repository.

Weaknesses

- As I and one other referee pointed out in our first reports the manuscript does not adhere to the SciPost Physics author guidelines on the point

"""Supplementary Material: You _should_ make supplementary material (data, experimental details, analyses, code and similar) openly available, most appropriately by depositing those in institutional or public repositories. In your paper, please list the items together with the link pointing to where they are hosted."""

See https://scipost.org/SciPostPhys/authoring

In the resubmission the authors have supplied the numerical results producing the figures in the manuscript. However, the means of reproducing the results have not been made available, even though the calculations have been performed using publicly available open source software.

Report

In the revised manuscript the authors have made a serious effort to address the issues raised by the referees. Unfortunately, I think the readability of the manuscript has suffered in this effort since my main point of critique was based on a misunderstanding from my side, see details below.

The current manuscript contains several sections that I think could be delegated to appendices, in favor of a more concise story in the main text. I recommend the authors to consider making appendices of the sections, "2.2.1 Multi-band SIAM vs. Multi-band PAM", "3 Theoretical motivation", and "4.2 Generality of destructive hybridization interference".

All in all, I think that the results and manuscript text now meet the criteria for publication in SciPost Physics. However, I do not think the manuscript meets the SciPost Physics criteria of reproducibility, since the NRG simulation scripts are not part of the supplemental materials distributed on Zenodo.

If the authors make the results reproducible by extending the supplemental Zenodo material and considers the comments in my report I am willing to support the manuscript for publication in SciPost Physics.

## Two-band PAM and interference effects

In my first report I raised the question how the two-band PAM differs from the single band PAM and asked the authors to clarify. The authors reply and the ensuing discussion with another referee was enlightening on this point and I now think I understand the fundamental difference between the two models. However, in my opinion, the revised manuscript remains obscure on this point.

I think the introductory sections on the two-band PAM could benefit from being more concrete and explicit. In particular I recommend the authors to explicitly include the first row of Eq. (A.1) in the method section, since this is explicitly how the authors perform the integration over lattice momenta. With this equation it is possible to realize that there are no functions $\rho_1(\epsilon)$ and $\rho_2(\epsilon)$ that can satisfy the relation
$$
G^f(z) = \int_{-\infty}^\infty d\epsilon \,
\rho^c(\epsilon)
\frac{1}{ z - \epsilon^f - \Sigma(z)
- \frac{V_1^2}{z - (\epsilon + \epsilon^c)}
- \frac{V_2^2}{z - (\epsilon + \epsilon^c)}
}
\\
\ne
\int_{-\infty}^\infty d\epsilon \,
\rho_1(\epsilon)
\frac{1}{ z - \epsilon^f - \Sigma(z)
- \frac{V_1^2}{z - (\epsilon + \epsilon^c)}
}
\\
+
\int_{-\infty}^\infty d\epsilon \,
\rho_2(\epsilon)
\frac{1}{ z - \epsilon^f - \Sigma(z)
- \frac{V_2^2}{z - (\epsilon + \epsilon^c)}
}
$$
which was the cause of confusion in my first report.

Further I think that the discussion on the small energy scale produced by the interference between the two bands could be made more informative by explicitly showing the non-interacting f-electron density of states $\rho^f(\omega)$ and how a low energy scale appears as $\alpha \rightarrow 1$ already in the non-interacting limit.

It would also be instructive to compare $\alpha=1$ and $U=0$ case for $\rho^f(\omega)$ with the single band PAM density of states from
$$
G^{f}_{SB-PAM}(z) =
\int_{-\infty}^\infty d\epsilon \,
\rho^c(\epsilon)
\frac{1}{ z - \epsilon^f - \Sigma(z) - \frac{V^2}{z - \epsilon} }
$$
and seeing that, while both are gapped, the two-band PAM has an additional sharp delta-peak resonance at $\alpha = 1$ located at $\omega = 0$.

## Claim: Scaling of low energy scale $T_0$.

With regards to the data shown in Fig. 1 the authors state

"""For small values of γ − 1, we observe an excellent agreement between the ratio determined numerically with the DMFT(NRG) and analytic expression stated in Eq. (21).""

In this regime the value of the ratio is of order unity (1) while the deviations of the numerical data from Eq. (21) is of the order 1/10. The log-scale on the y-axis obfuscates this somewhat.

I recommend the authors to weaken their claim that a 10% absolute error is an excellent agreement.

## Claim: Quantum phase transition at $\alpha = 1$

Regarding the quantum phase transition and disappearance of the low energy temperature scale $T_0$ as $\alpha \rightarrow 1$, the current presentation in the manuscript connects this to an effective Kondo lattice scale.

However, as far as I can tell, the two-band PAM undergoes a quantum phase transition as $\alpha \rightarrow 1$ already in the non-interacting ($U=0$) limit. As $\alpha \rightarrow 1$ (when $U=0$) the gap in the f-electron spectral density goes to zero, and at $\alpha = 1$ the gap closes and the system becomes metallic with a sharp resonance at $\omega = 0$.

I recommend the authors to clarify the origin of the quantum phase transition in the two-band PAM and how the phase transition at finite $U$ is connected to the "trivial" phase transition on the non-interacting limit.

Requested changes

- Delegate some of the discussions in the introduction to appendices.

- Explicitly state used lattice self consistency relation in the introduction, see 1st line in Eq. (A.1)

- Fig. 1: Weaken statement on "excellent agreement" given 10% absolute errors at small $\gamma - 1$.

- Plot $\rho^f(\omega)$ for $U = 0$, $|\epsilon^{c}|\ne 0$ and $\alpha = 0, 1/2, 3/4, 1, 4/3, 2, \infty$ showing how the band interference effects change with $\alpha$ and induce a low energy scale that goes to zero as $\alpha = 1$.

- Make numerical simulations reproducible by distributing the python scripts operating Ljubjana NRG on Zenodo.

- Clarify quantum phase transition claim

- Fig. 2: The color descriptions in the figure caption does not agree with the figure legend.

Recommendation

Ask for minor revision

  • validity: high
  • significance: good
  • originality: good
  • clarity: good
  • formatting: good
  • grammar: excellent

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