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Global symmetries of quantum lattice models under non-invertible dualities

by Weiguang Cao, Yuan Miao, Masahito Yamazaki

Submission summary

Authors (as registered SciPost users): Yuan Miao
Submission information
Preprint Link: https://arxiv.org/abs/2501.12514v2  (pdf)
Date submitted: Feb. 27, 2025, 10:17 a.m.
Submitted by: Miao, Yuan
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Theory
  • High-Energy Physics - Theory
Approach: Theoretical

Abstract

Non-invertible dualities/symmetries have become an important tool in the study of quantum field theories and quantum lattice models in recent years. One of the most studied examples is non-invertible dualities obtained by gauging a discrete group. When the physical system has more global symmetries than the gauged symmetry, it has not been thoroughly investigated how those global symmetries transform under non-invertible duality. In this paper, we study the change of global symmetries under non-invertible duality of gauging a discrete group G in the context of (1+1)-dimensional quantum lattice models. We obtain the global symmetries of the dual model by focusing on different Hilbert space sectors determined by the Rep(G) symmetry. We provide general conjectures of global symmetries of the dual model forming an algebraic ring of the double cosets. We present concrete examples of the XXZ models and the duals, providing strong evidence for the conjectures.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block
Current status:
Awaiting resubmission

Reports on this Submission

Report #3 by Anonymous (Referee 3) on 2025-5-3 (Invited Report)

Strengths

1- The paper does a thorough job of describing the map of (twisted) Hilbert space subsectors of 1+1d spin/qubit models under (strong) duality/finite gauging operations. A "sandwiched construction" is presented for a subset of the symmetries of the dual Hamiltonian.

2- A number of concrete conjectures are made about the maps between symmetries and twisted sectors. These conjectures are tested in a well-understood family of duality-related models.

3- The authors emphasize the importance of a ring of double cosets that appears as part of the dual symmetry when gauging a finite group symmetry. This has not been emphasized in the literature.

Weaknesses

1- The importance of the ring of double cosets is not really apparent from the paper. It is certainly natural to consider mathematically, but symmetries of quantum lattice models that flow to locally acting symmetries of quantum field theories in the IR limit usually have additional constraints. In particular, they must act in a reasonably defined "local" manner. One way to achieve this is to express symmetry operators as MPOs (matrix product operators). Could the authors clarify whether all elements of the above-mentioned ring have an MPO representation?

2- We understand that the authors are contextualizing their conjectures in known examples (e.g. their section 4 includes examples that have all been studied in Ref 13 and/or 22). However, to highlight the novelty of their conjectures, it would be great if they could provide some new examples.

3- The models referred to here are all integrable. While integrability doesn't play a direct role in the discussion, a (numerical) test of the conjectures in non-integrable models would make the evidence stronger.

4- There are numerous typos (some noted in the "Requested changes" section). The manuscript would greatly benefit from a careful proofreading.

Report

This paper studies the transformation of quantum lattice models and their symmetries under finite gauging ("non-invertible dualities"). It presents conjectures about a systematic mapping of symmetry-twisted sub-sectors of the Hilbert space on one side with "charged" subsectors of the untwisted Hilbert space on the other side of the duality. These conjectures are well-motivated and presumably quite practical for numerical studies of lattice models. Evidence for these is presented in the context of the XXZ model and various gauged counterparts. A previously unnoticed U(1) symmetry of the Integrable Rydberg Ladder (IRL) model is also found along the way.

As noted in the weaknesses listed above, we would like the authors to comment on the physical significance of the ring of double cosets (especially as contrasted with the existing formalism of coset non-invertible symmetries). We also request the authors to comment on the validity of their conjectures beyond the models of Ref 13, especially for non-integrable models.

Besides the weaknesses highlighted above, we have a few specific comments/queries for the authors, which we list in the "Requested changes" section.

Requested changes

1- "We take a down-up-earth approach..." in the 3rd paragraph of Page 2: is this a typo for "down-to-earth"?

2- In equation (2), ϕU(1) is confusing. Should we understand the parameter ϕ to have circle compactification such that ϕϕ+π or ϕϕ+2π?

3- In equation (18), should the second part read D(b)Izz Hom(HZ2;1XXZ,(1,X),H[b]Izz), for consistency of notation?

4- Should one understand the right hand side of (21) to be an element of the ring of double cosets? If so, how should one understand the factor of 12 when the ring is over Z?

5- The discussion of symmetries in section 2.1 would benefit from a summary of the various symmetries in various Hilbert space subsectors, perhaps in the form of a table (similar to the one in Sec 4 but with more detail, such as labeling the twist sectors explicitly).

6- Just to clarify, is the O(2) in the parenthetical comment appearing at the end of the paragraph above eq (23) referring to the O(2) group generated by (24) and L/2m=1X2m1?

7- Are factors of 12 missing on the r.h.s. of (26) and (27)? Otherwise these equations are inconsistent with (21).

8- Should the - sign in the middle expression of (34) be a + sign instead?

9-The authors sometimes refer to "non-Abelian" objects in fusion categories (e.g. below eqs. (35) and (98)) . This is different from the usual adjective of "non-invertible" used for them in the literature. Is this difference in terminology intentional? The word "non-Abelian" is confusing since the fusion of these objects is commutative, even though not invertible.

10- The notation in (42) is quite suggestive. Should one think of the superscripts as "charges" of the Rep(G) symmetry?

11- Below (64), the authors claim that the operators ˜Os form a representation of a ring of double cosets, pointing to a demonstration in Appendix B. However, in Appendix B, this is only demonstrated in special examples. Could the authors provide a general demonstration of this in the Appendix?

12- A notation question: does dim(Gg) in (67) mean the same thing as |Gg|?

13- In the last sentence of section 4.1, what does the notation Z[Z3SU(2)/Z3]/O(2) mean? Is this a quotient in the sense of rings?

14- There is a typo in (90): sj+1 should be hj+1.

15- The comment about the U(1) symmetry in the IRL model, below (117), is intriguing. Does the lack of a local charge density mean there is no MPO form for the symmetry operator?

Recommendation

Ask for major revision

  • validity: high
  • significance: good
  • originality: ok
  • clarity: ok
  • formatting: reasonable
  • grammar: good

Report #2 by Anonymous (Referee 2) on 2025-4-28 (Invited Report)

Strengths

1- The authors' goal is to understand how ordinary global symmetries transform under non-invertible mappings between models. This is a topic of great current interest.
2- They formulate a general conjecture on how the global symmetries behave, writing it in terms of a double coset. The conjecture is very plausible.
3- They demonstrate that their conjecture applies in terms of a set of examples related to the XXZ chain via non-invertible mappings.

Weaknesses

1- The authors follow the unfortunate but currently popular practice of putting important details in appendices.

2- In particular, while the conjecture is stated in the paper, the definition of a double coset is put in an appendix, and the explanation of of the algebraic ring of double cosets is as well. Since this conjecture is their central result, it seems rather off-putting to not explain it properly in the body of the paper.

3- They also relegate the support of the conjecture into Appendix A, leaving little motivation in the main text. I'm guessing they did so in order to avoid mentioning fusion categories. This seems strange -- in the non-invertible symmetry world, fusion categories are frequently used, and likely are familiar to anybody interested in reading this paper.

4- Even stranger is the fact that the bulk of the paper is devoted to a single set of examples that have been already done to death in the literature. In particular, the work of Lootens et al in Refs 11,12, along with Eck and Fendley in Ref 13, discusses this set of examples (summarized in Figure 2) in detail. While I'm sure the authors provide some details not in the earlier work, that's not nearly as interesting as their conjecture.

5- As far as I can tell, no other examples are discussed in any meaningful detail. Thus their conjecture really has not been tested.

Report

As noted, the bulk of the paper is devoted to rehashing earlier work, while minimizing the author's own interesting conjecture. While I find this conjecture very plausible, it would be far more effective to give more examples in support, rather than doing one related set of models in depth. Moreover, the interesting general discussion and essential details are relegated to appendices A and B.

Requested changes

The authors need to make their conjecture and the general support for it stronger, and reduce the amount of discussion of known work. It's not simply a matter of moving appendices up to the text, but will require considerably more rewriting. It also will require giving some other examples in support. Not every detail needs to be worked out, but more general evidence in support of the conjecture must be provided.

Recommendation

Ask for major revision

  • validity: good
  • significance: good
  • originality: good
  • clarity: ok
  • formatting: below threshold
  • grammar: excellent

Report #1 by Anonymous (Referee 1) on 2025-4-18 (Invited Report)

Strengths

1. The paper introduces and clarifies the notion of double coset symmetries and presents general results and conjectures on how Hilbert space sectors and global symmetries transform under the gauging of a discrete symmetry.

2. It revisits four well-known models related to S3/Rep(S3) and systematically analyzes their full symmetry structure, including continuous and non-invertible symmetries, providing a more complete understanding than previous studies.

3. The paper is well-structured, pedagogical, and largely self-contained, with clear explanations and helpful figures that illustrate the duality mappings.

Report

The paper investigates how global symmetries transform under dualities associated with the gauging of a discrete group symmetry. The authors focus on cases where the full symmetry group is larger than the gauged subgroup and may include continuous symmetries. When gauging a non-normal subgroup, they show that the resulting dual symmetry is described by a ring of double cosets.

A particularly interesting example is the so-called "cosine symmetry" which the authors demonstrate corresponds to the double coset Z2 O(2)/Z2, rather than just a coset as previously suggested.

The authors also propose conjectures regarding the fusion algebra of duality operators and the relation between sectors of the original and dual Hilbert spaces. These conjectures imply a detailed decomposition of the dual model’s energy spectrum into contributions from symmetry-twisted sectors of the original model.

These general results are illustrated through four explicit examples of 1+1d lattice models with S3 and Rep(S3) symmetries, including the spin-1/2 XXZ chain. While symmetries and dualities in these models have been studied before, previous works did not systematically track how the full continuous symmetries transform under duality. This systematic analysis allows the authors to uncover, for example, a previously unnoticed U(1) symmetry in one sector of the integrable Rydberg ladder.

Overall, the paper presents a clear advance in understanding the interplay between global symmetries and dualities, especially in the presence of continuous symmetries. I recommend publication in SciPost Physics after minor revisions, if any.

Requested changes

Questions / suggestions:

1. Does the general theory of symmetries under dualities developed in Section 3 apply to 0-form symmetries in arbitrary spacetime dimensions, or is it restricted to 1+1 dimensions?
2. After Equation (36), it is stated that “the symmetry S is described mathematically by a fusion category.” Since fusion categories only have a finite number of simple objects, and the paper explicitly treats continuous symmetries, I believe this statement is not correct.
3. In Subsection 3.1, the paper distinguishes between "strongly symmetric" and "weakly symmetric" dualities, but provides only a brief definition. Later, in the Conclusion, it is noted that strongly symmetric dualities correspond to gauging discrete groups. It would improve clarity to move this statement (and perhaps add a few sentences of physical explanation or examples) into Section 3.1, when the distinction is first introduced.
4. After Equation (51), it is stated that the Hilbert space of the original model with twisted boundary conditions decomposes with respect to Rep(Gg) “as a consequence of gauging Gg symmetry.” Since the equation concerns the original model before gauging, I found this wording confusing.
5. After Equation (98), it is inferred from the properties of the duality operators that a certain Frobenius algebra 1+s is gauged. This conclusion is not immediately obvious to me; a bit more explanation might be helpful here.
6. In Equation (116), the authors discover a previously unnoticed U(1) symmetry in a sector of the integrable Rydberg ladder, which is very interesting. While they note that this symmetry cannot be expressed in terms of local operators and do not write it out explicitly, I would still appreciate seeing an explicit (possibly nonlocal) expression for it. This could help to understand potential physical consequences of this symmetry.
7. In Equation (133), the solution αb=dim(b) to an ansatz for the fusion of duality operators is derived, and it is stated that Equation (47) should follow from this. However, Equation (47) appears to correspond to αb=1, rather than αb=dim(b). Additionally, Equation (134) is unclear to me — it seems that the dagger may need to be placed on the second duality operator rather than the first?


Math typos:

1. In Equation (18), the superscript of the second duality operator should be b instead of -1, and the subscript of the twisted XXZ Hilbert space should be -1 instead of π, to match the notation used earlier in the paper.
2. In Equation (94), it seems that the terms Es,s2, Es1,s12, and Es+1,s+12 in the third and fourth row are missing a bar over their superscripts, given the twisted boundary conditions.
3. In Equation (144), it should be g2 instead of h2 on the right-hand side of the equality sign.

Recommendation

Publish (easily meets expectations and criteria for this Journal; among top 50%)

  • validity: high
  • significance: high
  • originality: high
  • clarity: high
  • formatting: perfect
  • grammar: excellent

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