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Asymptotic safety, quantum gravity, and the swampland: a conceptual assessment

by Ivano Basile, Benjamin Knorr, Alessia Platania, Marc Schiffer

Submission summary

Authors (as registered SciPost users): Benjamin Knorr · Alessia Platania
Submission information
Preprint Link: https://arxiv.org/abs/2502.12290v3  (pdf)
Date accepted: Dec. 18, 2025
Date submitted: Dec. 5, 2025, 3:13 p.m.
Submitted by: Benjamin Knorr
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Gravitation, Cosmology and Astroparticle Physics
  • High-Energy Physics - Theory
Approach: Theoretical

Abstract

We provide a conceptual assessment of some aspects of fundamental quantum field theories of gravity in light of foundational aspects of the swampland program. On the one hand, asymptotically safe quantum gravity may provide a simple and predictive framework, thanks to a finite number of relevant parameters. On the other hand, a (sub-)set of intertwined swampland conjectures on the consistency of quantum gravity can be argued to be universal via effective field theory considerations. We answer whether some foundational features of these frameworks are compatible. This involves revisiting and refining several arguments (and loopholes) concerning the relation between field-theoretic descriptions of gravity and general swampland ideas. We identify the thermodynamics of black holes, spacetime topology change, and holography as the core aspects of this relation. We draw lessons on the features that a field theoretic description of gravity must (not) have to be consistent with fundamental principles underlying the swampland program, and on the universality of the latter.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block

List of changes

see replies to referee reports
Current status:
Accepted in target Journal

Editorial decision: For Journal SciPost Physics: Publish
(status: Editorial decision fixed and (if required) accepted by authors)


Reports on this Submission

Report #2 by Anonymous (Referee 2) on 2025-12-9 (Invited Report)

Report

The authors have addressed most of my concerns and I appreciate their effort.

I emphasize that there should be a clear difference between saying that an approach does not account for topology change for practical reasons or if this is a foundational assumption.

Secondly, I would like to point out that the sentence written in their reply "More generally, the standard definitions of QFT take manifolds as input, there is no sum over manifolds (and any attempt of summing over manifolds in a path integral is problematic)" seems to contradict the statistical/combinatoric perspective from, e.g., matrix models.

These issues do not jeopardize any of the merits of the manuscript which I judge well-grounded and useful for a broad community. I recommend the work for publication.

Recommendation

Publish (meets expectations and criteria for this Journal)

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Report #1 by Anonymous (Referee 1) on 2025-12-5 (Invited Report)

Report

I acknowledge the authors' comments on my first report and the changes to the manuscript. I will reiterate that (i) breakdown of unitarity is a fundamental mathematical inconsistency from which now physical theory can hope to recover and (ii) the absence of diffeomorphism invariant local observables remains one of the most basic challenges for any field theory approach to quantum gravity. Notwithstanding, I am happy to recommend publication of this paper in SciPost.

Recommendation

Publish (easily meets expectations and criteria for this Journal; among top 50%)

  • validity: -
  • significance: -
  • originality: -
  • clarity: -
  • formatting: -
  • grammar: -

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