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(2+1)d Lattice Models and Tensor Networks for Gapped Phases with Categorical Symmetry

by Kansei Inamura, Sheng-Jie Huang, Apoorv Tiwari, Sakura Schafer-Nameki

Submission summary

Authors (as registered SciPost users): Kansei Inamura
Submission information
Preprint Link: https://arxiv.org/abs/2506.09177v1  (pdf)
Date submitted: Aug. 15, 2025, 3:09 p.m.
Submitted by: Kansei Inamura
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Theory
  • Mathematical Physics
Approach: Theoretical

Abstract

Gapped phases in 2+1 dimensional quantum field theories with fusion 2-categorical symmetries were recently classified and characterized using the Symmetry Topological Field Theory (SymTFT) approach arXiv:2408.05266, arXiv:2502.20440. In this paper, we provide a systematic lattice model construction for all such gapped phases. Specifically, we consider ``All boson type" fusion 2-category symmetries, all of which are obtainable from 0-form symmetry groups $G$ (possibly with an 't Hooft anomaly) via generalized gauging--that is, by stacking with an $H$-symmetric TFT and gauging a subgroup $H$. The continuum classification directly informs the lattice data, such as the generalized gauging that determines the symmetry category, and the data that specifies the gapped phase. We construct commuting projector Hamiltonians and ground states applicable to any non-chiral gapped phase with such symmetries. We also describe the ground states in terms of tensor networks. In light of the length of the paper, we include a self-contained summary section presenting the main results and examples.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block
Current status:
Awaiting resubmission

Reports on this Submission

Report #3 by Anonymous (Referee 3) on 2025-11-17 (Invited Report)

Strengths

The paper gives a very solid discussion on lattice realization of model that has a fusion 2-category symmetry.

Weaknesses

The paper involves numerous mathematical concepts from higher category theory, making it difficult to access for readers who are not familiar with the subject.

Report

The non-invertible symmetries of two-dimensional quantum field theories and lattice models are widely believed to be characterized by fusion $2$-categories. This paper offers a systematic two-dimensional lattice construction of quantum models exhibiting non-invertible symmetry for what the authors describe as “all-boson-type’’ fusion $2$-categories.

In my understanding, the “all-boson-type’’ condition makes the corresponding fusion $2$-category easier to control, since in this case it can be regarded as a boundary of $\mathcal{Z}(2\mathsf{Vec}_G^{\omega})$, which corresponds to a $(3+1)$-dimensional Dijkgraaf–Witten theory. Using the SymTFT framework, this provides a general way to understand the associated gapped SPT and SSB phases with the given fusion $2$-category symmetry.

A key difficulty lies in determining all topological boundary conditions. The authors propose using symmetry gauging to construct them, starting from the smooth boundary and then gauging a subgroup $H$ to obtain various topological boundary conditions. This approach is also commonly used in the field. They further introduce two major classes of topological boundary conditions: minimal and non-minimal.

The main contribution of this work lies in constructing the lattice model (based on a generalization of the fusion surface model), introducing the corresponding symmetry-gauging operation at the lattice level, and providing a tensor-network representation.

The results presented in this paper are interesting and constitute a significant contribution to the community. I therefore recommend its publication.

The following are some of my questions:

— In Eq. (4.1), where the basic setup of the fusion surface model is introduced, I found the labeling somewhat confusing since many labels are omitted. For instance, the authors use $\Gamma_i$, $\Gamma_{ij}$, and $\Gamma_{ijk}$, but additional labels such as $f$ and $\sigma$ also appear, which may be unclear to the reader. Moreover, the model involves three colors, yet the precise roles played by these colors are not explicitly explained (one need to go back the the fusion surface model paper to figure it out). For instance, are all faces of the same color labeled by the same object throughout the entire lattice? Why are these colors essential, and why are the edges connecting these colored faces to the white plaquettes of the honeycomb lattice labeled by $\Gamma_{ij}$, etc.?
A clearer presentation of these conventions would be helpful, as the current description leaves the construction of the Hilbert space somewhat opaque. Although the authors seem to assume familiarity with the fusion surface model, I believe a more explicit explanation is necessary, since this setup forms the foundation for the subsequent lattice construction developed in the paper.

— I did not find a clear discussion of the topological excitations of the model (although some remarks are provided in the paper, they still seem too vague to form a coherent picture of the excitation structure) or of the corresponding string operators. Is there a fundamental difficulty in developing the excitation theory for this construction?

— If I understand correctly, a topological boundary of the model corresponds to a module $2$-category over $2\mathsf{Vec}_G^{\omega}$ (equivalently, to a Lagrangian algebra in $\mathcal{Z}(2\mathsf{Vec}_G^{\omega})$). I have several questions about this correspondence:

(a) What algebraic feature distinguishes “minimal’’ from “non-minimal’’ boundaries? Concretely, does minimality mean that the module $2$-category $\mathcal{M}$ is indecomposable (i.e.\ cannot be written as a Deligne tensor product), or is a different criterion intended?

(b) Can the gauging operation starting from the smooth boundary produce \emph{all} possible topological boundaries? If so, is there a rigorous proof (or a reference) demonstrating that every Lagrangian algebra in $\mathcal{Z}(2\mathsf{Vec}_G^{\omega})$ arises from gauging a suitable subgroup of the smooth boundary?

(c) Given the algebraic data of a module $2$-category, is there a direct, systematic procedure to construct the corresponding lattice model (rather than obtaining it only indirectly via gauging)?


The following are some minor issues:

— The term “all boson type” is used in most places, but some places use “all-boson type”. Also, in the Abstract, “All boson type” should not be capitalized.

— P 25, bottom footnote: “an anadditional” should be “an additional”.

— P 43: “gappped”.

— P 52: “i..e”.

— P 55: “single vacua TFT” should be “single vacuum TFT”.

— P 61: “anologue” should be “analogue”.

— P 67: “particualr” should be “particular”.

— P 132: “becasue” should be “because”.

Recommendation

Ask for minor revision

  • validity: top
  • significance: high
  • originality: top
  • clarity: good
  • formatting: excellent
  • grammar: perfect

Report #2 by Anonymous (Referee 2) on 2025-11-17 (Invited Report)

Disclosure of Generative AI use

The referee discloses that the following generative AI tools have been used in the preparation of this report:

Use AI to smooth my sentences and correct typos.

Strengths

1- The paper gives a very general framework to study the 2+1d non-invertible symmetry and its gapped phases. The paper also provides concrete lattice realizations of these gapped phases. 2- The paper provides the generalized gauging on a lattice, which is useful to generate a large family of gapped phases. 3- The paper proposes a new phase -- Spontaneously Nonuniform Entangled Phase (SNEP) as a phase exhibiting spontaneous symmetry breaking in which distinct ground states possess inequivalent entanglement structures.

Weaknesses

1- The paper focuses on non-chiral gapped phases. This is also due to the commuting projector Hamiltonian formalism. 2- Lack of discussion of order parameters.

Report

As listed in the strenghts part, this paper provides a general framework to study the bosonic non-invertible non-chiral gapped phases on lattice, using the generalized gauging. The manuscript is self-contained and well-written. The manuscript meets the criteria for publication in SciPost Physics.

Recommendation

Publish (surpasses expectations and criteria for this Journal; among top 10%)

  • validity: -
  • significance: -
  • originality: -
  • clarity: -
  • formatting: -
  • grammar: -

Report #1 by Anonymous (Referee 1) on 2025-10-22 (Contributed Report)

Report

This manuscript addresses the problem of providing explicit lattice-model and tensor-network constructions for the non-chiral gapped phases in (2+1) dimensions that are characterized by so-called “all-boson type” fusion 2-category symmetries. The authors build on a previously developed continuum classification (via the Symmetry TFT / SymTFT framework) and then show how that classification can be realized microscopically via commuting-projector Hamiltonians and tensor network ground states. Specifically, one begins from a 0-form symmetry group which can have ’t Hooft anomaly, stacks with a TFT symmetric under a subgroup H, then gauges H to obtain the categorical symmetry in question; this input then dictates the data for the lattice model. The authors also present a number of concrete examples.

The topic is timely and of broad interest in condensed-matter, mathematical physics and high-energy theory alike. The notion of categorical (higher) symmetries is increasingly important for the classification of phases of matter, and the gap between abstract classification and microscopic (lattice/tensor-network) realisation remains a bottleneck. This work helps bridge that gap. The manuscript also proposes a systematic construction, rather than just isolated case studies.

Requested changes

  1. Given the technical depth and the likely breadth of the audience (condensed matter, mathematical physics, lattice quantum models), the authors give some simple examples early on in the summary sectio, which helps nonexperts follow the logic before diving into the full generality. But the presentation is a bit dense. It might help to provide a table or schematic summarising the key phases, symmetries in one place for reader convenience.

Recommendation

Publish (easily meets expectations and criteria for this Journal; among top 50%)

  • validity: high
  • significance: good
  • originality: good
  • clarity: good
  • formatting: good
  • grammar: -

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