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Gauging modulated symmetries: Kramers-Wannier dualities and non-invertible reflections

by Salvatore D. Pace, Guilherme Delfino, Ho Tat Lam, Ömer M. Aksoy

Submission summary

Authors (as registered SciPost users): Ömer M. Aksoy · Salvatore Pace
Submission information
Preprint Link: scipost_202410_00010v1  (pdf)
Date submitted: 2024-10-08 21:42
Submitted by: Pace, Salvatore
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Theory
  • High-Energy Physics - Theory
  • Mathematical Physics
  • Quantum Physics
Approach: Theoretical

Abstract

Modulated symmetries are internal symmetries that act in a non-uniform, spatially modulated way and are generalizations of, for example, dipole symmetries. In this paper, we systematically study the gauging of finite Abelian modulated symmetries in ${1+1}$ dimensions. Working with local Hamiltonians of spin chains, we explore the dual symmetries after gauging and their potential new spatial modulations. We establish sufficient conditions for the existence of an isomorphism between the modulated symmetries and their dual, naturally implemented by lattice reflections. For instance, in systems of prime qudits, translation invariance guarantees this isomorphism. For non-prime qudits, we show using techniques from ring theory that this isomorphism can also exist, although it is not guaranteed by lattice translation symmetry alone. From this isomorphism, we identify new Kramers-Wannier dualities and construct related non-invertible reflection symmetry operators using sequential quantum circuits. Notably, this non-invertible reflection symmetry exists even when the system lacks ordinary reflection symmetry. Throughout the paper, we illustrate these results using various simple toy models.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block

Author comments upon resubmission

We thank both referees for carefully reading our manuscript, encouraging comments, and valuable suggestions. We detail below the changes we made and address the referees’ comments:

Referee 1

Referee Report: In this paper the authors give a treatment of the gauging of spatially modulated symmetries in translation-invariant spin chains. The authors apply this to a class of generalized Ising models with such modulated symmetries, and identify non-invertible Kramers-Wannier type dualities (sometimes involving a spatial reflection). A number of natural follow up questions are suggested. The material on gauging spatial symmetries consists of a mix of examples and general results. The examples are certainly helpful, but it is not always clear what the most important material is. The authors give a summary in the introduction, nevertheless it would be helpful to streamline these two sections, perhaps by moving some of the examples to an appendix.

Authors’ Response: We appreciate the referee’s point and the opportunity to clarify our strategy for organizing the paper. As the referee pointed out, we did include a summary of our results in the introduction section. Given the paper’s length, we wrote this summary to allow the interested reader to take away the most important results of our study quickly. The summary section also states the most important material of the paper. The main text of the paper was written to be a pedagogical and thorough investigation. Indeed, there are numerous examples throughout the paper, each self-contained and containing unique features to emphasize different aspects of our general results. Some readers are interested only in examples, while others are more interested in the general and formal results. With the aid of the summary section and the detailed table of contents, we feel that the reader can pick and choose what they want to read to get the most out of our paper with its current organization.

Referee Report: The treatment of the Kramers-Wannier dualities is interesting. It would be useful to comment on whether the generalized Ising models have previously appeared in the literature, and if not, more could be said about their physics. For example, the duality becomes a symmetry at the point J=h - is this a critical point of the model?

Authors’ Response: We thank the referee for their interesting questions. To our knowledge, not much is known about these generalized Ising models for general $ \Delta$. They have appeared, however, for particular choices of $\Delta$. In these known cases, the models’ symmetries are $\mathbb{Z}_N$ dipole symmetry and $\mathbb{Z}_N$ exponential symmetry, and we have added references to these previous studies. Depending on the details of $\Delta$, the Kramers-Wannier duality symmetry may or may not be anomalous. For instance, it is known that for $\mathbb{Z}_N$ dipole symmetry, the corresponding Kramers-Wannier duality symmetry is anomalous for $N=3$ and anomaly-free when $N=2$. This means that the point J=h cannot be a non-degenerate and gapped when $N=3$, i.e., it should be gapless or degenerate, while there is no such condition when $N=2$. We have expanded on the outlook section to include this important discussion.

Referee Report: Requested changes: Some additional comments on the generalized Ising models.

Consider streamlining the main text to improve readability of the paper.

I found the following typos that should be corrected: 1) Footnote 5 "refereed to” 2) (2.47) right hand equation j→j+1. [Also consider writing p=2 in (2.44) and replacing Z† with Z in (2.48).]

Authors’ Response: We thank the referee for their careful reading that spotted these typos! We have fixed these in the resubmitted version.

Referee 2

Referee Report: The authors discuss the construction of generalized reflection symmetries in 1+1d lattice Hamiltonian systems. They study generalized Ising models with internal symmetries that do not necessarily commute with lattice translations. Furthermore, they gauge these internal symmetries and construct non-invertible reflection symmetries when the system is self-dual under gauging. I recommend the draft for publication and have the following questions: The authors implement gauging using Gauss's law in equation (1.15). They should comment on how this equation is derived and whether the expression is unique. In particular, there might be multiple (untwisted/twisted) ways to gauge the symmetry, corresponding to different forms of Gauss's law.

Authors’ Response: We appreciate the referee’s comment and thank them for the opportunity to improve our paper. In our paper, we explained derivations and the validity of the general Gauss law when introducing it in the main text (e.g., see the discussion before Eq 2.84). However, we did not provide a similar justification in the summary and have expanded the summary to include one. The referee is correct that the Gauss law used for gauging the symmetries is not unique. In fact, as referenced in footnote 8, we present an alternative Gauss law in Appendix C that also gauges the entire modulated symmetry. Furthermore, exploring twisted gauging was mentioned in the outlook section as an interesting follow-up direction. We have updated footnote 8 to emphasize that this Gauss law is not unique.

Referee Report: What are the possible gapped or gapless phases that remain invariant under non-invertible reflection symmetries? Specifically, what is the low-energy behavior of these systems with non-invertible reflection symmetries at J=h?

Authors’ Response: We thank the referee for this very interesting question! We listed this as an important follow-up in the outlook section. We are pursuing this direction now and think it is more suited for a stand-alone paper as it falls outside the scope of this paper. However, we have expanded our current discussion to emphasize how the non-invertible symmetry can generally be anomalous or anomaly-free and referenced known cases of anomalous KW symmetries related to $\mathbb{Z}_N$ dipole symmetry.

List of changes

Added equation 1.16

Updated footnote 8

Modified the now second and third paragraphs of the outlook section

Current status:
In voting

Reports on this Submission

Report #2 by Anonymous (Referee 1) on 2024-11-18 (Invited Report)

Report

I am satisfied with the authors response to my comments and recommend publication.

Recommendation

Publish (meets expectations and criteria for this Journal)

  • validity: -
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Report #1 by Anonymous (Referee 2) on 2024-11-11 (Invited Report)

Report

I thank the authors for responding to my comments. I recommend the draft for publication.

Recommendation

Publish (easily meets expectations and criteria for this Journal; among top 50%)

  • validity: -
  • significance: -
  • originality: -
  • clarity: -
  • formatting: -
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