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On the Q operator and the spectrum of the XXZ model at root of unity

by Yuan Miao, Jules Lamers, Vincent Pasquier

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Submission summary

Authors (as registered SciPost users): Jules Lamers · Yuan Miao
Submission information
Preprint Link: https://arxiv.org/abs/2012.10224v2  (pdf)
Date submitted: 2021-03-25 10:36
Submitted by: Miao, Yuan
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Mathematical Physics
  • Quantum Algebra
  • Condensed Matter Physics - Theory
Approach: Theoretical

Abstract

The spin-1/2 Heisenberg XXZ chain is a paradigmatic quantum integrable model. Although it can be solved exactly via Bethe ansatz techniques, there are still open issues regarding the spectrum at root of unity values of the anisotropy. We construct Baxter's Q operator at arbitrary anisotropy from a two-parameter transfer matrix associated to a complex-spin auxiliary space. A decomposition of this transfer matrix provides a simple proof of the transfer matrix fusion and Wronskian relations. At root of unity a truncation allows us to construct the Q operator explicitly in terms of finite-dimensional matrices. From its decomposition we derive truncated fusion and Wronskian relations as well as an interpolation-type formula that has been conjectured previously. We elucidate the Fabricius-McCoy (FM) strings and exponential degeneracies in the spectrum of the six-vertex transfer matrix at root of unity. Using a semicyclic auxiliary representation we give a conjecture for creation and annihilation operators of FM strings for all roots of unity. We connect our findings with the 'string-charge duality' in the thermodynamic limit, leading to a conjecture for the imaginary part of the FM string centres with potential applications to out-of-equilibrium physics.

Current status:
Has been resubmitted

Reports on this Submission

Report #2 by Anonymous (Referee 3) on 2021-6-6 (Invited Report)

  • Cite as: Anonymous, Report on arXiv:2012.10224v2, delivered 2021-06-06, doi: 10.21468/SciPost.Report.3028

Strengths

1- a novel two-parameter transfer matrix is introduced and the corresponding factorization and TQ relation are derived
2- a proof of the interpolation formula that had been conjectured and used in previous work is provided
3- a better understanding of the Fabricius McCoy strings is achieved and their connection with the last two strings in the Takahashi construction is elucidated

Weaknesses

3- A connection with the general theory of quantum groups representation is not completely clear.

Report

This work analyses the spectrum and the hierarchy of transfer matrices for the XXZ (or six vertex) model at root of unity. It presents the construction of a novel two-parameter transfer matrix for the XXZ at root of unity, which generalises the already known transfer matrices for different auxiliary spin representation, including the one with a complex spin. For this object, a factorization property is derived and the corresponding TQ relation is obtained. This approach has several advantages, providing a neater derivation of the already known TQ relation and of the fusion relation between higher transfer matrices. Moreover, it provides a rigorous derivation of the interpolation formula for the spectrum of of the complex spin transfer matrix.
Additionally a clearer understanding of the Fabricius-McCoy strings is obtained. Although they do not contribute to the eigenvalues of the standard transfer matrices, they play a role for the complex spin one and are thus relevant for dynamical phenomena of spin transport.

I think that this is a nice work which elucidates important aspects of one of the most studied integrable model in the literature. Considering that it is a very technical and mathematical work, it is understandable and well-written.

I would have appreciated a discussion about how the construction of the two parameter transfer matrix and its corresponding factorization is generally associated with the quantum group structure underlying the spin chain. For instance, are primary and descendants states clearly related to highest weights of the quantum group representations? This kind of more abstract discussion would be for instance necessary to generalise the current construction to other models, a task which the author have included in their perspectives. I can understand that such a generalisation would deserve a paper on its own, but a few words about it could be useful.

Requested changes

1- I find that the introductory discussion about trasfer matrices in Sec 3.1 is a bit too vague. Of course, a reader experienced in the field can follow, but as it is the paper is not very self contained on this part. Since transfer matrices are the main object of this work, I think that a few explicit formulas and examples about how they are constructed would be helpful.

2- After Eq. 2.5 it is said that H does not commute with the q-deformed SU(2). Does that require a fine tuning of the twist? Can the authors clarify this comment a bit further?

3- At the end of page 12 it is said that transfer matrices corresponding to different auxiliary spaces commute one with the other. While this is known to be true, I think that it would require a generalization of Eq. 3.3.

4- In the discussion about the string-charge duality has been included, it is unclear whether a generalization of Eq. 7 in Ref. 36 has been obtained beyond the principal roots of unity. Does the mapping between the FM root density and the last two Takahashi strings help for this?

  • validity: high
  • significance: high
  • originality: good
  • clarity: good
  • formatting: good
  • grammar: excellent

Report #1 by Anonymous (Referee 4) on 2021-5-1 (Invited Report)

  • Cite as: Anonymous, Report on arXiv:2012.10224v2, delivered 2021-05-01, doi: 10.21468/SciPost.Report.2862

Strengths

1 - interesting algebraic method to build the Q operator at root of unity
2 - most of the paper is well explained and well written

Weaknesses

1 - The relation with previous works is not sufficiently explained, see the report

Report

The authors provide an algebraic construction of the Q function for any state in XXZ at root of unity and twist. The difficulty at root of unity is that the degeneracies in the spectrum correspond to "Fabricius MacCoy" strings whose expressions cannot be determined directly from the Bethe equations. A number of related results are obtained as a by-product. The paper is well written and interesting. However I have the following comments:

- the information that is missing in Bethe's equations to build the Q is the \alphas, the FM string centres. It is said at different places that the method presented in the paper enables one to compute these \alpha. But in [29] is also given a set of equations for the \alphas, by studying their deformation when the anisotropy is changed. Why is that never mentioned? It is said in the abstract that "there are still open issues regarding the spectrum at root of unity", and mention as an example in the introduction the fact that the Q cannot be constructed from the BE. But why the equations of [29] do not answer that? The authors even study this deformation of strings in section 8.4 and appendix E, and say (in contradiction with [29]) that they are discontinuous. That is also argued in section 10.3 to make a connection with the fractal nature of the Drude weight. Yet the authors of [29] claim to have checked numerically their equations for the \alpha in small sizes. An important mention of this previous result on the \alphas and a discussion about this disagreement are missing.

- I am not sure to understand the take-home message of section 10. It is said that the states with FM strings cannot be distinguished with Ts, but with the truncated transfer matrix they can be distinguished by the quasilocal Z charge. But they can be simply distinguished by the local charge that is the magnetization, right? It is said then that for this reason the Z charges have to be included in the GGE. But that was known without resorting to FM strings? To be sure to understand what is meant: are the authors claiming "TBA is incomplete at root of unity because one would have to include these FM strings too"? Above eq (10.6) is said that sometimes two Bethe strings form a FM string if their centre coincide, and so in this sense FM strings appear in the root densities that characterize the GGE. From what is written, I am not quite convinced these FM strings are Bethe strings. First, Bethe strings are very often only approximate, contrary to FM strings whose exactness is a defining feature, so the fact that their centre coincide is not enough to say that it is a FM string. Second, standard Bethe vectors are always highest weight, and so should be all states with two Bethe strings without FM strings. Shouldn't the fact that FM strings are not highest weight disqualify them from being viewed as two Bethe strings? Also, since there is a FM string, there should be another solution to the BE without FM string with the same eigenvalue, thus without these two Bethe strings, and thus describable without string root density at all. So if we count the FM string as a Bethe string this eigenvalue will be counted twice, whereas the degeneracy is usually not counted (for example there is no "root density" to take into account the infinite roots in XXX). At the end of the day I cannot understand if the authors really claim that these FM strings should be taken into account by a root density in the TBA formalism or not, whether it is on top of the two strings solution or instead of. Finally they say below (10.6) that they "checked" in small sizes that FM strings "can be viewed" as the last two string types, which I don't quite understand the meaning. Does it mean the authors checked that these FM strings have a property that usual FM strings don't have but that Bethe strings have? Or that they counted their numbers? That they varied phi or eta? For these reasons, Section 10 which contains "hints" of applications of these FM strings seems to me less well argued and less clear than the rest of the paper.

- the discussion of section 2.2 is premised on the assumption that roots at infinity do not scatter among themselves, as said above (2.12). It would be interesting to know if it is well supported analytically or numerically.

- the method described in Appendix C is often referred to as "McCoy's method" and seems to have been first used in
G. Albertini, S. Dasmahapatra and B. McCoy, Int. J. Mod. Phys. A 7, Suppl. 1A (1992) (Spectrum and completeness of the integrable three state Potts model: A Finite size study)

Requested changes

1 - discuss the equations of [29] for the center of FM strings in relation with the results of the draft
2 - clarify the aspects mentioned in the report about section 10

  • validity: good
  • significance: good
  • originality: good
  • clarity: high
  • formatting: excellent
  • grammar: excellent

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