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Non-Invertible Higher-Categorical Symmetries

by Lakshya Bhardwaj, Lea E. Bottini, Sakura Schäfer-Nameki, Apoorv Tiwari

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Submission summary

Authors (as registered SciPost users): Lakshya Bhardwaj · Lea Bottini · Apoorv Tiwari
Submission information
Preprint Link: https://arxiv.org/abs/2204.06564v2  (pdf)
Date submitted: 2022-08-17 17:10
Submitted by: Bottini, Lea
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • High-Energy Physics - Theory
Approach: Theoretical

Abstract

We sketch a procedure to capture general non-invertible symmetries of a $d$-dimensional quantum field theory in the data of a higher-category, which captures the local properties of topological defects associated to the symmetries. We also discuss fusions of topological defects, which involve condensations/gaugings of higher-categorical symmetries localized on the worldvolumes of topological defects. Recently some fusions of topological defects were discussed in the literature where the dimension of topological defects seems to jump under fusion. This is not possible in the standard description of higher-categories. We explain that the dimension-changing fusions are understood as higher-morphisms of the higher-category describing the symmetry. We also discuss how a 0-form sub-symmetry of a higher-categorical symmetry can be gauged and describe the higher-categorical symmetry of the theory obtained after gauging. This provides a procedure for constructing non-invertible higher-categorical symmetries starting from invertible higher-form or higher-group symmetries and gauging a 0-form symmetry. We illustrate this procedure by constructing non-invertible 2-categorical symmetries in 4d gauge theories and non-invertible 3-categorical symmetries in 5d and 6d theories. We check some of the results obtained using our approach against the results obtained using a recently proposed approach based on 't Hooft anomalies.

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Reports on this Submission

Report #2 by Chi-Ming Chang (Referee 1) on 2022-9-3 (Invited Report)

  • Cite as: Chi-Ming Chang, Report on arXiv:2204.06564v2, delivered 2022-09-03, doi: 10.21468/SciPost.Report.5609

Strengths

1- This paper formulates a set of rules for fusion and condensation of topological defects in general dimensions phased in the language of the higher category.

2- This paper discovers many non-invertible topological defects in many examples in 3, 4, 5, and 6 dimensions by applying the rules.

3- In section 8, the authors develop an alternative approach using background gauge fields and obtain the same results. This gives a strong cross-check on both methods.

Report

This paper contains many interesting new results. I recommend the publication of this paper on SciPost.

Requested changes

1- Above (2.9), it states that the fusion of 1-morphisms is only defined when $d\ge 3$. I do not understand why this condition is needed, as I do not see any problem with fusing two topological local operators on a topological defect line in 2d. The authors could add some explanation on this point.

2- The quantum dimension on both sides of the equation (4.18) does not match when the dimension of the representation R is greater than one. I think a factor of $\dim(R)$ should be included on the right-hand side. Similarly, I think the defects on the right-hand side of (4.15) could have nontrivial multiplicity in general.

3- Around (4.25), it is stated without explanation that the algebra object of the generalized gauging on top of $D_2^{(O'')}$ is given by (4.25). After some thought, I realized that (4.25) follows from (3.1) together with the fact that the fusion number of the fusion $D_1^{(O''),(OO')}\otimes D_1^{(OO'),(O'')}$ equals the dimension of the vector space associated with the trivalent junction in Figure 24. However, this point is not very obvious to me. I think the author could add some explanation to it.

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Report #1 by Anonymous (Referee 3) on 2022-8-28 (Invited Report)

  • Cite as: Anonymous, Report on arXiv:2204.06564v2, delivered 2022-08-28, doi: 10.21468/SciPost.Report.5595

Report

In this paper the authors construct QFTs with non-invertible symmetries in dimensions $\ge$ 3 in two ways. The main approach is to gauge a discrete 0-form symmetry which acts nontrivially on a higher-form symmetry, and the alternative approach is to start from a system with a specific nontrivial mixed anomaly and gauging an appropriat esubgroup. The applicability of the two approaches overlap, and several examples were studied from both points of view.

The discussions are clear and detailed, and the referee thinks that the paper can be published after the following points are taken care of:

1. The paper is too long. Having many examples worked out is not in general a bad thing, but in the case of this paper (and other papers from the same collaboration) it is on the verge of becoming too many. The referee would like to remind the authors that there is no need to publish all examples the authors happen to have worked out! The main point of the paper can be illustrated by a smaller number of examples.

2. A related issue is the placement of the Appendix A. In other parts of the paper, the detailed derivations as in the Appendix A were incorporated directly in the main text. Why did the authors choose to separate the content of the Appendix A and only the Appendix A? The authors should either incorporate Appendix A into the main text, or separate detailed derivations in other parts of the main text into individual Appendices.

3. In the introduction, the authors describes the first approach fully, but the authors only refer to the second approach as the approach used in [17]. To aid the reader, the authors should briefly explain how non-invertible symmetries arise in this second approach, using maybe about half a page.

4. In the general discussion of Sec.2, the referee thinks that the higher categories can be shifted by one level, by considering different d-dimensional theories separated by topological domain walls at the same time. Then, the objects are the different theories, the 1-morphisms are topological codimension-1 walls separateing them, the 2-morphisms are topological codimension-2 walls, etc.

For example, take a 2d theory T with a fusion category C as its symmetry. Then you can take various gauged versions as objects, topological domain walls separating them as 1-morphisms, etc. The authors already have this structure on their surface defects, and it is not clear to the referee why they did not also allow this extension on the "0-th level".

5. In p.9, the authors to the number of vacua on a defect $D_{d-1}$. A definition (which should be valid for topological walls in a non-topological theory) should be provided.

6. In p.31, there's a sentence saying "These line operators themselves organize themselves into..." which does not sound right. It is OK to write an extremely long paper, but it has to be properly proofread.

7. In p.33, the authors use the notation $D/A$ to denote a defect $D$ whose algebra $A$ is gauged; this notation can already be introduced in Sec. 3 where the authors discuss condensations on defects.

8. Also, at this point, the fusion of two surface defects is found to contain a surface defect of type $D/A$. Then, the authors should discuss how to determine the fusion $D/A \otimes D'/A'$; this will presumably be given by $(D\otimes D')/(A\boxtimes A')$ but it needs to be discussed nonetheless. Otherwise an untrained reader will be confused whether the fusion rules presented by the authors close among themselves or not.

9. In Sec.5.6 and elsewhere, where the authors discuss continuous non-invertible symmetries, they should stress that they only consider flat backgrounds. Relatedly, they should explain physical interpretations of the simple objects (5.75) (as flux tubes carrying the holonomy $\theta$ around it, presumably).
The same can be said to the 4d case, where the phrase "Gukov-Witten operators" appears in Sec.8.5 but not in Sec.6.4.

10. In p.50, the referee thinks it is wrong to write the set of simple objects modulo condensations as $\mathcal{C}^\text{ob}$. Shouldn't $\mathcal{C}^\text{ob}$ stand the set of simple objects, not modulo condensations?

11. Just before Sec.7.1, there is a stray sentence fragment "we do." Again, the authors should proofread their own paper.

12. In p.80, the authors should quickly give a derivation of the equation (8.5), and explain why it is equivalent to a 2-group of the form $0\to \mathbb{Z}_2^{(1)}\times \mathbb{Z}_2^{(1)} \to \Gamma\to \mathbb{Z}_2^{(0)}\to 0$ where the extension class is zero but the 0-form part acts nontrivially on the 1-form part by switching the two $\mathbb{Z}_2^{(1)}$ factors.

13. At the beginning of Sec.8.4, the comma in "theories,can" should be removed.

14. In (8.42), $w_1$ was denoted as $A_1$ up to this point.

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