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Ground state topology of a fourterminal superconducting double quantum dot
by Lev Teshler, Hannes Weisbrich, Raffael L. Klees, Gianluca Rastelli, Wolfgang Belzig
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Submission summary
Authors (as registered SciPost users):  Wolfgang Belzig 
Submission information  

Preprint Link:  https://arxiv.org/abs/2304.11982v1 (pdf) 
Date submitted:  20230425 14:00 
Submitted by:  Belzig, Wolfgang 
Submitted to:  SciPost Physics 
Ontological classification  

Academic field:  Physics 
Specialties: 

Approach:  Theoretical 
Abstract
In recent years, various classes of systems were proposed to realize topological states of matter. One of them are multiterminal Josephson junctions where topological Andreev bound states are constructed in the synthetic space of superconducting phases. Crucially, the topology in these systems results in a quantized transconductance between two of its terminals comparable to the quantum Hall effect. In this work, we study a double quantum dot with four superconducting terminals and show that it has an experimentally accessible topological regime in which the nontrivial topology can be measured. We also include Coulomb repulsion between electrons which is usually present in experiments and show how the topological region can be maximized in parameter space.
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Reports on this Submission
Report #2 by Anonymous (Referee 2) on 2023530 (Invited Report)
 Cite as: Anonymous, Report on arXiv:2304.11982v1, delivered 20230530, doi: 10.21468/SciPost.Report.7276
Strengths
1  A nice, relatively compact model with easilyinterpretable parameters that exhibits parametric topology.
2  Theoretical treatment of a configuration that is potentially accessible in experiments
3  Starts to address the question of the influence of Coulomb interactions on Andreev parametric topology.
Weaknesses
1  The size of the energy gap is hardly discussed, especially in regards to the interplay of charging energy and size of the topologically nontrivial region in parameter space.
2  Missing explanation regarding the doublet states hosting no topologically nontrivial phase.
3  References could be expanded or more carefully described.
Report
The authors describe a nice model for achieving nontrivial parameterspace topology of Andreev bound states in a fourterminal, double quantum dot structure. Overall, the results seem sensible to me. I have a few comments and concerns.
I was surprised that the doublet Hamiltonian block, a 4x4 matrix that depends on all phases, showed no nontrivial topology. It would be helpful if the authors could comment more on why this is. Was the full space of parameters explored? Do Weyl points appear, but only in pairs such that Chern number stays zero? Or, does the absence of topology in the doublet manifold imply a rotation into a further simplified form?
In addition to nonzero Chern number, any transconductance quantization will depend strongly on the size of the gap to the lowest excited state manifold. Thus, optimizing the area of the region in parameter space with nonzero Chern number is not by itself enough to claim an “enhancement”. If the added region has a tiny gap then it is not especially useful. It would be helpful if the authors could overlay the size of the topological gap in the nontrivial region and comment on if there is any tradeoff between the size of the region and the size of the gap in that region based on the way that they tune this.
Finally, one of the most relevant experimental contexts for dots coupled to superconductors involves AlInAs superconductorsemiconductor heterostructures. With this materials platform, spinorbit coupling is established as an important factor for mesoscopic devices. This work does not yet account for, nor does it even comment on, the potential impact of spinorbit interactions. Since this would mix the singlet and triplet manifolds, it may be quite relevant for understanding the parametric topology of the device. I appreciate that extending the model to add spinorbit may be beyond the desired scope of this manuscript, but this aspect at least deserves comment.
Requested changes
1  A closer look at Equation 11. In particular, should the fourth diagonal entry be $2\epsilon_2 + U_C$?
2  Discussion of the impact of the charging term on the topological gap energy.
3  Deeper explanation for doublet states hosting no topologically nontrivial phase.
4  References 2729 do not involve Andreev levels, although the text implies such. Those references involve circuit plasma modes, which are qualitatively distinct from Andreev levels.
5  This paper concerns itself with the effect of Coulomb interactions on Andreev levels but is rather sparing regarding citing the extensive publication history of this subject, including relatively recent works that address this subject.
6  Remark on possible impact of spinorbit interaction.
Report #1 by Anonymous (Referee 1) on 2023530 (Invited Report)
 Cite as: Anonymous, Report on arXiv:2304.11982v1, delivered 20230530, doi: 10.21468/SciPost.Report.7273
Report
The occurence of robust Weyl crossings in the Andreev spectrum of 4terminal Josephson junctions has attracted some interest since they were predicted in cited Ref. [13]. The main interest of the present work is to show that a doubledot structure, where each of the singlelevel dots interacts with two phasebiased superconducting terminals, can accommodate such Weyl crossings. The work first shows the occurence of Weyl points in the absence of Coulomb interaction, and in the limit of a large superconducting gap in the leads. Then it finds that the topological phases are robust in the presence of weak Coulomb interaction and/or a small Zeeman field.
These are encouraging results for the experimental realization of Weyl points, given that doubledot structures seem perhaps easier to realize than the specific setups addressed in earlier studies. On the other hand, I am a bit disappointed that the authors did not put more efforts in obtaining generic statements, while those presented in the manuscript may seem contingent to arbitrarily chosen sets of parameters. Before making a recommendation on the manuscript, I would thus like the authors to consider the following comments:
1) In the absence of interaction, the condition for Weyl points reduces to $c=0$ with $c$ of Eq. (7). One can notice that, at $\epsilon_1\epsilon_2>0$, $c$ is the sum of three squares:
$c=(r^2\epsilon_1\epsilon_2\gamma_1\gamma_2)^2+(\epsilon_1\gamma_2\epsilon_2\gamma_1)^2+4r^2\gamma_1\gamma_2\cos^2(\psi/2)$,
where
$\gamma_1=\Gamma_0+\Gamma_1e^{i\phi_1}$,
$\gamma_2=\Gamma_2e^{i\phi_2}+\Gamma_3e^{i\phi_3}$,
and $\psi=\arg(\gamma_1\gamma_2^*)$.
With this observation, it should becomes easy to make more general statements on the space of parameters that allows stabilizing the topological phase, as well as explain the location of Weyl points in phase space, and the shape of the phase diagram shown in Fig. 3.
2) The relation between the Chern number computed in the noninteracting case, using the BdG Hamiltonian (5), and the one computed in the presence of interactions, using the manybody Hamiltonian (11) in the singlet sector, should be clarified. Their eventual correspondance at vanishing interaction $U_c\to 0$, should be discussed.
3) Statements such as the absence of phase dependence of one of the 5 energy levels in the Hamiltonian (11) projected in the singlet sector, or the topologically trivial character of the doublet states (despite their phase dependence) should be clarified.
4) I would also be more cautious about the claimed optimal region of device parameters that allows enlarging the topological region in page 8, given the absence of a systematic procedure to address the large range space of parameters that characterize the doubledot structure (except if a systematic procedure following a similar path as the one hinted to in point 1) above can be found).
Finally, I would like to point out that the Introduction contains an inaccuracy about the citations on the theory of topological superconducting circuits, Refs. [1329], given that only a subset of them concern Andreev bound state physics.
Author: Wolfgang Belzig on 20230904 [id 3949]
(in reply to Report 1 on 20230530)
We thank the referee very much for the nice and constructive report. We addressed the comments in the following way:
1) Thank you for the suggestion. It was indeed possible to solve the Weyl point conditions in the symmetric case $\Gamma_j = \Gamma$ and $\varepsilon_i = \varepsilon$. This yields the exact conditions for the appearance of a nontrivial topological region an explains the shape of the phase diagram (which we inlcuded as a dashed line in Figure 3(a)).
2) For $U_C = 0$, the Chern number of the manybody ground state coincides with the one of the singleparticle ground state, because then both Hamiltonians describe the same physical system. We now mention this explicitly in section 2.3 Manybody Hamiltonian.
3) We did not find deeper explanation (based on symmetry arguments) for the topological triviality of the doublet sector. We did, however, search a large parameter region to support our claim. Instead of looking directly at the Chern number, which is computationally expensive, we instead looked for parameters that allowed for a closing of the gap between ground state and first excited state of the doublet sector. We found this to be the case only for $\varepsilon = U_C = 0$ but did not find changes of the Chern number in the vicinity of this point (see Appendix E).
4) We agree that our statement was maybe a little bit bold. Now, we have have an exact solution for the symmetric case in the singleparticle picture and showed at least for some asymmetric parameters (Figure 7) that the topological region is not enlarged. In the manybody picture, we argue that a Coulomb interaction in the allowed range ($U_C < 0.5\Gamma$) has only a small effect on the phase diagram and we can, therefore, resort to our findings in the singleparticle picture.
5) We changed the formulation to avoid the misunderstanding with the references.
Author: Wolfgang Belzig on 20230904 [id 3950]
(in reply to Report 2 on 20230530)We thank the referee very much for the report. We addressed your requested changes in the following way:
1) This was a typo, thank you for pointing it out.
2) We now discuss the topological gap in section 2.5 and Appendix F. The effect of the dot energies $\varepsilon$ on the gap is shown in Figure 5 and the effect of the Coulomb interaction in Figure 9.
3) We did not findy any deeper explanation for the absence of doublet topology, but we solidified our claim by searching a large parameter region (last paragraph of section 2.3, Appendix E).
4) We corrected it.
5) We included additional citations [4652] concerning Coulomb interaction in quantum dot junctions.
6) We commented on spinorbit interaction in the last paragraph of section 3